RedFlags, Allegations and Complaints against JAMES FRANKLIN PARKER
Disclosure #1 for JAMES PARKER
- eventDate: 10/29/2007
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: CLAIMANT ALLEGES THAT HER ADVISOR RECOMMEND SHE OPEN A CONTRIBUTORY IRA, YET FAILED TO INFORM HER THAT BECAUSE OF HER INCOME SHE DID NOT QUALIFY. AFTER CLOSING THE ROTH IRA,SHE WAS FORCED TO PAY A PENALTY IN THE AMOUNT OF $1533.44. CLAIMANT IS SEEKING RETURN OF PENALTY FEES PLUS FEES AND EXPENSES IN THE AMOUNT OF $1581.12
- Settlement Amount: $1,581.12
- DisplayAAOLinkIfExists: Y
- arbitrationClaimFiledDetail: 07-03017
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like JAMES FRANKLIN PARKER?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by JAMES FRANKLIN PARKER’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About JAMES FRANKLIN PARKER
What is JAMES PARKER’s Central Registration Depository (CRD) Number?
Which firm is JAMES FRANKLIN PARKER associated with?
COMMONWEALTH FINANCIAL NETWORK
Where is JAMES PARKER located?
1624 WEST CENTRE, PORTAGE, MI, 49024
Where can I find more details about JAMES PARKER’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/8032 to read a detailed report for COMMONWEALTH FINANCIAL NETWORK
Are there any disclosures, allegations or complaints filed against JAMES FRANKLIN PARKER?
Where can I download a detailed FINRA report for JAMES PARKER?
Is it safe to do business with JAMES FRANKLIN PARKER?
We’re not sure. Please research JAMES PARKER’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:38 am
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