RedFlags, Allegations and Complaints against JAMES MAURICE SIMON
Disclosure #1 for JAMES SIMON
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- Event Date: 1/10/2005
- Disclosure Type: Criminal
- Resolution: Final Disposition
- criminalCharges :: Charges: ONE COUNT – MISDEMEANOR CRIMINAL MISCHIEF – NO PLEA ONE COUNT – MISDEMEANOR UNAUTHORIZED RECEPTION OF CABLE TV – NO PLEA
- Charge Type: MISDEMEANOR
- Disposition: NOLLE PROSSED ALL CHARGES ON 9/13/05.
- Broker Comment: AS YOU PROBABLY HAVE OR ARE GOING TO FIGURE OUT, ALL OF THESE CHARGES WERE BROUGHT AGAINST ME BY FORMAL COMPLAINT BY A FORMER ROOMATE I EVICTED FOR FAILURE TO PAY 4 MONTHS BACKDUE RENT. ALL CHARGES ARE RELATED TO THIS ROOMATE ([THIRD PARTY) AND ALL OCCURED WITHIN A DESIGNATED TIME FRAME AFTER HE WAS EVICTED FROM THE APARTMENT IN DECEMBER 2004. THIS IS WHY MOST CHARGES WERE FILED EARLY IN 2006 BECAUSE HE CONSISTENTLY USED MALICIOUS PROSECUTION AGAINST ME. WHEN I DECIDED TO EVICT HIM LEGALLY BECAUSE HE WASN’T ON THE LEASE, HE GOT MAD AND DECIDED TO INSTEAD FILE FALSE STATEMENTS WITH THE SHERIFF’S OFFICE THAT WERE LATER FOUND TO BE UNTRUE AND THEREFORE ALL THE CHARGES WERE DISMISSED AGAINST ME. HE WAS LATER CHARGED WITH THE CABLE MISDEMEANOR CHARGES AND HAS MORE LEGAL TROUBLES CURRENTLY PENDING AGAINST HIM. I AM A US ARMY NATIONAL GUARD OFFICER AND PROUDLY SERVE MY COUNTRY WITH INTEGRITY AND HONOR ALL THE TIME WHILE HOLDING A GOVERNMENT SECRET SECURITY CLEARANCE. I ALSO HAVE REFERENCES THAT WILL DEFEND ME CHARACTER AND WOULD LOVE TO BOAST ABOUT ME AS A HONEST PERSON. I KNOW THIS WILL NOT REALLY MATTER IN YOUR INVESTIGATION PUT I DON’T THINK IT CAN HURT MENTIONING THIS STUFF. THANKS!
Should I file a FINRA complaint against brokers like JAMES MAURICE SIMON?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by JAMES MAURICE SIMON’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About JAMES MAURICE SIMON
What is JAMES SIMON’s Central Registration Depository (CRD) Number?
Which firm is JAMES MAURICE SIMON associated with?
CHARLES SCHWAB & CO., INC.
Where is JAMES SIMON located?
1920 Ballenger Ave, Alexandria, VA, 22314-6818
Where can I find more details about JAMES SIMON’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/5393 to read a detailed report for CHARLES SCHWAB & CO., INC.
Are there any disclosures, allegations or complaints filed against JAMES MAURICE SIMON?
Where can I download a detailed FINRA report for JAMES SIMON?
Is it safe to do business with JAMES MAURICE SIMON?
We’re not sure. Please research JAMES SIMON’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:44 am
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