RedFlags, Allegations and Complaints against JAMES MICHAEL DEROSA
Disclosure #1 for JAMES DEROSA
- eventDate: 9/11/2013
- Disclosure Type: Financial
- Disclosure Resolution: Final
- Disclosure Detail :: Type: Compromise
- Disposition: Satisfied/Released
Should I file a FINRA complaint against brokers like JAMES MICHAEL DEROSA?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by JAMES MICHAEL DEROSA’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About JAMES MICHAEL DEROSA
What is JAMES DEROSA’s Central Registration Depository (CRD) Number?
Which firm is JAMES MICHAEL DEROSA associated with?
ALLSTATE FINANCIAL SERVICES, LLC
Where is JAMES DEROSA located?
1243 SUSSEX TPKE, RANDOLPH, NJ, 07869-2938
Where can I find more details about JAMES DEROSA’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/18272 to read a detailed report for ALLSTATE FINANCIAL SERVICES, LLC
Are there any disclosures, allegations or complaints filed against JAMES MICHAEL DEROSA?
Where can I download a detailed FINRA report for JAMES DEROSA?
Is it safe to do business with JAMES MICHAEL DEROSA?
We’re not sure. Please research JAMES DEROSA’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:50 am
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