RedFlags, Allegations and Complaints against JARROD C DESANTIS
Disclosure #1 for JARROD DESANTIS
- Event Date: 6/21/2012
- Disclosure Type: Customer Dispute
- Resolution: Denied
- Allegations: THE CLIENT ALLEGED THE REPRESENTATIVE FAILED TO FOLLOW HIS INSTRUCTIONS TO LIQUIDATE ALL OF HIS POSITIONS HELD IN TWO MANAGED ACCOUNTS ON MAY 30, 2012.
- Damage Amount Requested: $15,000.00
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like JARROD C DESANTIS?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by JARROD C DESANTIS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About JARROD C DESANTIS
What is JARROD DESANTIS’s Central Registration Depository (CRD) Number?
Which firm is JARROD C DESANTIS associated with?
MML INVESTORS SERVICES, LLC
Where is JARROD DESANTIS located?
1295 STATE STREET, SPRINGFIELD, MA, 1111
Where can I find more details about JARROD DESANTIS’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/10409 to read a detailed report for MML INVESTORS SERVICES, LLC
Are there any disclosures, allegations or complaints filed against JARROD C DESANTIS?
Where can I download a detailed FINRA report for JARROD DESANTIS?
Is it safe to do business with JARROD C DESANTIS?
We’re not sure. Please research JARROD DESANTIS’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:41 am
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