RedFlags, Allegations and Complaints against JASON WILLIAM CODDINGTON
Disclosure #1 for JASON CODDINGTON
-
- eventDate: 12/8/2008
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CLIENT ALLEGES HE INFORMED HIS ADVISOR HE HAD A CONSERVATIVE APPROACH TO INVESTING AND COULD NOT TOLERATE RISK TO HIS PRINCIPAL. HOWEVER, DUE TO MISINFORMATION REGARDING HIS INVESTMENTS THE CLIENT ALLEGES HIS ADVISOR INVESTED H IM INTO FUNDS WHERE HE HAD LOSSES TOHIS PRINCIPAL INVESTMENT.
- Damage Amount Requested: $36,673.56
- Arbitration Docket Number:
- Broker Comment: THE FIRM FOUND THE RECOMMENDED INVESTMENTS WERE PROPERLY DISCLOSED AND SUITABLE FOR THE CLIENT’S GOALS AND OBJECTIVES AT THE TIME OF SALE.
Should I file a FINRA complaint against brokers like JASON WILLIAM CODDINGTON?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by JASON WILLIAM CODDINGTON’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About JASON WILLIAM CODDINGTON
What is JASON CODDINGTON’s Central Registration Depository (CRD) Number?
Which firm is JASON WILLIAM CODDINGTON associated with?
LPL FINANCIAL LLC
Where is JASON CODDINGTON located?
1440 DRAPER ST STE B, KINGSBURG, CA, 93631
Where can I find more details about JASON CODDINGTON’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6413 to read a detailed report for LPL FINANCIAL LLC
Are there any disclosures, allegations or complaints filed against JASON WILLIAM CODDINGTON?
Where can I download a detailed FINRA report for JASON CODDINGTON?
Is it safe to do business with JASON WILLIAM CODDINGTON?
We’re not sure. Please research JASON CODDINGTON’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:41 am
The views and opinions expressed in these articles are those of the source BrokerAudit.com and do not necessarily reflect the official position of ‘Skeptic Files’, which shall not be held liable for any inaccuracies presented. The information provided within this article is for general informational purposes only. While we try to keep the information up-to-date and correct, there are no representations or warranties, express or implied, about the completeness, accuracy, reliability, suitability or availability of the information in this article for any purpose.
This article is syndicated automatically through a third-party agency from BrokerAudit.com.
To view the original article at BrokerAudit.com, you can visit https://www.brokeraudit.com/jason-william-coddington-lpl-financial-llc/.
