JAVIER DIAZ PEREZ at MML INVESTORS SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)



CRD# 1197666

Disclosure #1 for JAVIER PEREZ

    • eventDate: 8/2/1978
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: criminalCharges :: Charges: ONE COUNT OF PETTY THEFT, A MISDEMEANOR.
    • Charge Type: MISDEMEANOR
    • Disposition: PAID $175.00 FINE ON 10/01/1978.

Should I file a FINRA complaint against brokers like JAVIER DIAZ PEREZ?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by JAVIER DIAZ PEREZ’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About JAVIER DIAZ PEREZ

What is JAVIER PEREZ’s Central Registration Depository (CRD) Number?

Which firm is JAVIER DIAZ PEREZ associated with?


Where is JAVIER PEREZ located?

2150 N FIRST ST, SAN JOSE, CA, 95131

Where can I find more details about JAVIER PEREZ’s Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/10409 to read a detailed report for MML INVESTORS SERVICES, LLC

Are there any disclosures, allegations or complaints filed against JAVIER DIAZ PEREZ?

Yes. There are disclosures, allegations, or complaints filed against JAVIER DIAZ PEREZ. Click here to view all details

Where can I download a detailed FINRA report for JAVIER PEREZ?

Click here to download a detailed FINRA report for JAVIER PEREZ

Is it safe to do business with JAVIER DIAZ PEREZ?

We’re not sure. Please research JAVIER PEREZ’s disclosures, allegations and complaints before taking a decision

Originally reported on November 16, 2022 @ 12:49 am

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