RedFlags, Allegations and Complaints against JAY EDWARD BARISH
Disclosure #1 for JAY BARISH
- eventDate: 3/1/2000
- Disclosure Type: Regulatory
- Disclosure Resolution: Final
- Disclosure Detail :: DocketNumberFDA:
- Initiated By: SUPREME COURT OF THE STATE OF COLORADO ATTORNEY REGISTRATION
- Allegations: NON-PAYMENT OF REGISTRATION FEES
- Resolution: Other
- SanctionDetails :: Sanctions: Suspension
- Sanctions: PLEASE SEE BELOW
- Sanction Details: PLEASE SEE BELOW
- Broker Comment: THIS SUSPENSION IS NOT BASED ON ANY CONDUCT RELATED VIOLATION, BUT SIMPLY NON-PAYMENT OF REGISTRATION FEES. I HAVE ALLOWED MY LICENSE TO REMAIN SUSPENDED WHILE DECIDING WHETHER TO MAINTAIN IT. I CAN REINSTATE MY LICENSE SIMPLY BY PAYING THE FEES DUE. I WILL LIKELY DO SO AND REINSTATE MY LICENSE AS PART OF THE PROCESS IN BECOMING A FINANCIAL ADVISOR.
Should I file a FINRA complaint against brokers like JAY EDWARD BARISH?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by JAY EDWARD BARISH’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About JAY EDWARD BARISH
What is JAY BARISH’s Central Registration Depository (CRD) Number?
Which firm is JAY EDWARD BARISH associated with?
COMMONWEALTH FINANCIAL NETWORK
Where is JAY BARISH located?
5540 CENTERVIEW DRIVE, RALEIGH, NC, 27606
Where can I find more details about JAY BARISH’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/8032 to read a detailed report for COMMONWEALTH FINANCIAL NETWORK
Are there any disclosures, allegations or complaints filed against JAY EDWARD BARISH?
Where can I download a detailed FINRA report for JAY BARISH?
Is it safe to do business with JAY EDWARD BARISH?
We’re not sure. Please research JAY BARISH’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:40 am
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