RedFlags, Allegations and Complaints against JEAN MARIE RUIMY
Disclosure #1 for JEAN RUIMY
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- Event Date: 3/15/2010
- Disclosure Type: Customer Dispute
- Resolution: Denied
- Allegations: CLIENT ALLEGED HE WAS NOT INFORMED OF THE TAX CONSEQUENCES OF UNSOLICITED PARTIAL SURRENDERS OF A NON-QUALIFIED VARIABLE ANNUITY IN 2009.
- Damage Amount Requested: $20,000.00
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like JEAN MARIE RUIMY?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by JEAN MARIE RUIMY’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About JEAN MARIE RUIMY
What is JEAN RUIMY’s Central Registration Depository (CRD) Number?
Which firm is JEAN MARIE RUIMY associated with?
AMERIPRISE FINANCIAL SERVICES, LLC
Where is JEAN RUIMY located?
200 PIER AVE, HERMOSA BEACH, CA, 90254-3692
Where can I find more details about JEAN RUIMY’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6363 to read a detailed report for AMERIPRISE FINANCIAL SERVICES, LLC
Are there any disclosures, allegations or complaints filed against JEAN MARIE RUIMY?
Where can I download a detailed FINRA report for JEAN RUIMY?
Is it safe to do business with JEAN MARIE RUIMY?
We’re not sure. Please research JEAN RUIMY’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:47 am
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