RedFlags, Allegations and Complaints against JEFFERY ALLEN SMITH
Disclosure #1 for JEFFERY SMITH
- eventDate: 8/10/2004
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CLIENT ALLEGES MISREPRESENTATION OF REAL ESTATE INVESTMENT TRUST (REIT) PURCHASED ON OCTOBER 22, 2003.
- Damage Amount Requested: $51,412.00
- Arbitration Docket Number:
- Broker Comment: NO INDICATIONS OF SALES PRACTICE VIOLATIONS ON THE PART OF THE REGISTERED REPRESENTATIVE. COMPLAINT DENIED
Should I file a FINRA complaint against brokers like JEFFERY ALLEN SMITH?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by JEFFERY ALLEN SMITH’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About JEFFERY ALLEN SMITH
What is JEFFERY SMITH’s Central Registration Depository (CRD) Number?
Which firm is JEFFERY ALLEN SMITH associated with?
PREFERRED CAPITAL SECURITIES, LLC
Where is JEFFERY SMITH located?
3284 Northside Parkway NW, Atlanta, GA, 30327
Where can I find more details about JEFFERY SMITH’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/169719 to read a detailed report for PREFERRED CAPITAL SECURITIES, LLC
Are there any disclosures, allegations or complaints filed against JEFFERY ALLEN SMITH?
Where can I download a detailed FINRA report for JEFFERY SMITH?
Is it safe to do business with JEFFERY ALLEN SMITH?
We’re not sure. Please research JEFFERY SMITH’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:52 am
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