RedFlags, Allegations and Complaints against JEFFREY SCOTT HAGEN
Disclosure #1 for JEFFREY HAGEN
- eventDate: 4/19/2005
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: THE CLIENTS STATED IN 2002 I SOLD VARIOUS MUTUAL FUNDS WITHOUT THEIR AUTHORIZATION.
- Damage Amount Requested: $5,000.00
- Arbitration Docket Number:
- Broker Comment: WE FOUND THE ADVISOR DISCUSSED TRANSFERRING IN KIND MUTUAL FUNDS WITH THE CLIENTS. THE CUSTODIAL TRANSFER REQUESTS WERE SIGNED BY THE CLIENTS AND MARKED LIQUIDATE AND TRANSFER CASH. WE SENT THE CLIENTS A LETTER WITH OUR FINDINGS.
Should I file a FINRA complaint against brokers like JEFFREY SCOTT HAGEN?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by JEFFREY SCOTT HAGEN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About JEFFREY SCOTT HAGEN
What is JEFFREY HAGEN’s Central Registration Depository (CRD) Number?
Which firm is JEFFREY SCOTT HAGEN associated with?
LPL FINANCIAL LLC
Where is JEFFREY HAGEN located?
2659 INTERLACHEN COURT, STILLWATER, MN, 55082
Where can I find more details about JEFFREY HAGEN’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6413 to read a detailed report for LPL FINANCIAL LLC
Are there any disclosures, allegations or complaints filed against JEFFREY SCOTT HAGEN?
Where can I download a detailed FINRA report for JEFFREY HAGEN?
Is it safe to do business with JEFFREY SCOTT HAGEN?
We’re not sure. Please research JEFFREY HAGEN’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:40 am
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