Joel Matthew Caruth at THE LEADERS GROUP, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)



CRD# 5732153

Disclosure #1 for Joel Caruth

    • Event Date: 1/12/2001
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • criminalCharges :: Charges: 5th Degree Theft – Stole beer from Hy-Vee without paying for them. Total cost of beer was $19.18
    • Disposition: Reduced
    • Broker Comment: In college, rep took case of beer because he forgot cash and got caught. Pled quilty to the charge, paid a fine and had no other actions given by the judge.

Should I file a FINRA complaint against brokers like Joel Matthew Caruth?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by Joel Matthew Caruth’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today! helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About Joel Matthew Caruth

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Where can I find more details about Joel Caruth’s Investment Firm?

Visit to read a detailed report for THE LEADERS GROUP, INC.

Are there any disclosures, allegations or complaints filed against Joel Matthew Caruth?

Yes. There are disclosures, allegations, or complaints filed against Joel Matthew Caruth. Click here to view all details

Where can I download a detailed FINRA report for Joel Caruth?

Click here to download a detailed FINRA report for Joel Caruth

Is it safe to do business with Joel Matthew Caruth?

We’re not sure. Please research Joel Caruth’s disclosures, allegations and complaints before taking a decision

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