RedFlags, Allegations and Complaints against JOHN HARTING STITT
Disclosure #1 for JOHN STITT
- eventDate: 1/6/2004
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: ALLEGES UNSUITABLE MUTUAL FUNDS TRADES AND LOSS OF ACCOUNT VALUE.
- Damage Amount Requested: $40,000.00
- Settlement Amount: $40,000.00
- Arbitration Docket Number:
- Broker Comment: FIRM OFFERED AND CLIENT ACCEPTED A SETTELEMENT AGREEMENT FOR A TOTAL OF $40,000.
Should I file a FINRA complaint against brokers like JOHN HARTING STITT?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by JOHN HARTING STITT’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About JOHN HARTING STITT
What is JOHN STITT’s Central Registration Depository (CRD) Number?
Which firm is JOHN HARTING STITT associated with?
WORLD EQUITY GROUP, INC.
Where is JOHN STITT located?
1375 NEW HAVEN DRIVE, CARY, IL, 60013
Where can I find more details about JOHN STITT’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/29087 to read a detailed report for WORLD EQUITY GROUP, INC.
Are there any disclosures, allegations or complaints filed against JOHN HARTING STITT?
Where can I download a detailed FINRA report for JOHN STITT?
Is it safe to do business with JOHN HARTING STITT?
We’re not sure. Please research JOHN STITT’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:41 pm
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