RedFlags, Allegations and Complaints against JOHN KOJI IKEDA
Disclosure #1 for JOHN IKEDA
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- eventDate: 10/17/2015
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: Client alleges that their variable annuity performed poorly.
- Arbitration Docket Number:
- Broker Comment: Reason for complaint was claim of under performance of investment. This was based on the report of one quarterly (3 month period) statement. The investment had not lost any principal and was actually showing a positive balance. Also, the complainant failed to acknowledge other living benefits of the investment that added to long-term value of the investment. Based on the information and facts reviewed by compliance no issues regarding the investment were found and the complaint was dismissed
Should I file a FINRA complaint against brokers like JOHN KOJI IKEDA?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by JOHN KOJI IKEDA’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About JOHN KOJI IKEDA
What is JOHN IKEDA’s Central Registration Depository (CRD) Number?
Which firm is JOHN KOJI IKEDA associated with?
CETERA ADVISOR NETWORKS LLC
Where is JOHN IKEDA located?
1001 BISHOP ST STE 2815, HONOLULU, HI, 96813
Where can I find more details about JOHN IKEDA’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/13572 to read a detailed report for CETERA ADVISOR NETWORKS LLC
Are there any disclosures, allegations or complaints filed against JOHN KOJI IKEDA?
Where can I download a detailed FINRA report for JOHN IKEDA?
Is it safe to do business with JOHN KOJI IKEDA?
We’re not sure. Please research JOHN IKEDA’s disclosures, allegations and complaints before taking a decision
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