RedFlags, Allegations and Complaints against JOHN MARTIN FENTON
Disclosure #1 for JOHN FENTON
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- eventDate: 10/28/2002
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: THE CLIENT ALLEGED I DID NOT PLACE HIM IN CONSERVATIVE FUNDS AS HE HAD REQUESTED AND THIS RESULTED IN A LOSS OF HIS PRINCIPLE.
- Damage Amount Requested: $88,956.00
- Arbitration Docket Number:
- Broker Comment: THE FIRM FOUND I RECOMMENDED SUITABLE MUTUAL FUNDS THAT WERE CONSISTENT WITH THE CLIENT’S GOALS, OBJECTIVES AND RISK TOLERANCE. THE CLIENT INDICATED A MODERATE RISK TOLERANCE ON THE INVESTMENT APPLICATION HE SIGNED. WHEN I PRESENTED RECOMMENDATIONS CONCERNING HIS DECLINING INVESTMENT PORTFOLIO, THE CLIENT DECLINED TO APPROVE OF ANY CHANGES.
Should I file a FINRA complaint against brokers like JOHN MARTIN FENTON?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by JOHN MARTIN FENTON’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About JOHN MARTIN FENTON
What is JOHN FENTON’s Central Registration Depository (CRD) Number?
Which firm is JOHN MARTIN FENTON associated with?
LPL FINANCIAL LLC
Where is JOHN FENTON located?
31 HAYWARD ST 2ND FL, FRANKLIN, MA, 2038
Where can I find more details about JOHN FENTON’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6413 to read a detailed report for LPL FINANCIAL LLC
Are there any disclosures, allegations or complaints filed against JOHN MARTIN FENTON?
Where can I download a detailed FINRA report for JOHN FENTON?
Is it safe to do business with JOHN MARTIN FENTON?
We’re not sure. Please research JOHN FENTON’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:46 am
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