RedFlags, Allegations and Complaints against JOHN P VEAS
Disclosure #1 for JOHN VEAS
- eventDate: 4/1/2008
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: CLIENT ORALLY QUESTIONED THE INCREASED TAX IMPACT RESULTING FROM THE SURRENDER OF THE HARTFORD AND MLLIC ANNUITIES. ORAL COMPLAINT.
- Settlement Amount: $107,974.00
- Arbitration Docket Number:
- Broker Comment: IN ORDER TO AVOID THE COST AND UNCERTAINTY OF FURTHER DISPUTE WITHOUT ADMITTING LIABILITY REGARDING THIS MATTER, THE CLIENT WAS PAID $107,974.00 TO PAY THE TAX LIABILITY THAT SHE INCURRED AS A RESULT OF THE FULL SURRENDER OF THE CONTRACTS.
Should I file a FINRA complaint against brokers like JOHN P VEAS?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by JOHN P VEAS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About JOHN P VEAS
What is JOHN VEAS’s Central Registration Depository (CRD) Number?
Which firm is JOHN P VEAS associated with?
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Where is JOHN VEAS located?
1100-1800 AMERICAN BLVD, PENNINGTON, NJ, 8534
Where can I find more details about JOHN VEAS’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/7691 to read a detailed report for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Are there any disclosures, allegations or complaints filed against JOHN P VEAS?
Where can I download a detailed FINRA report for JOHN VEAS?
Is it safe to do business with JOHN P VEAS?
We’re not sure. Please research JOHN VEAS’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:44 am
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