RedFlags, Allegations and Complaints against JONATHAN HENNESSEY HOLMES
Disclosure #1 for JONATHAN HOLMES
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- eventDate: 7/8/2002
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: MISREPRESENTATION AS TO VALUATION OF 65 AT&T CANADA CLASS B DEBENTURES PURCHASED ON SEPTEMBER 07, 2001. SEEKING REIMBURSEMENT.
- Damage Amount Requested: $51,000.00
- Arbitration Docket Number:
- Broker Comment: CUSTOMER HAS 30 YEARS’ STATED INVESTMENT EXPERIENCE. THE INVESTMENT WAS CONSISTENT WITH HIS STATED OBJECTIVES AT THE TIME OF PURCHASE. AT NO TIME DID THE CUSTOMER ATTEMPT TO MITIGATE ANY LOSSES INSTEAD CHOOSING TO RETAIN HIS POSITION. THE FIRM DETERMINED THAT THE ALLEGATIONS ARE WITHOUT MERIT. NO COMPENSATION, REIMBURSEMENT OR SETTLEMENT IS OFFERED.
Should I file a FINRA complaint against brokers like JONATHAN HENNESSEY HOLMES?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by JONATHAN HENNESSEY HOLMES’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About JONATHAN HENNESSEY HOLMES
What is JONATHAN HOLMES’s Central Registration Depository (CRD) Number?
Which firm is JONATHAN HENNESSEY HOLMES associated with?
SIGMA FINANCIAL CORPORATION
Where is JONATHAN HOLMES located?
8834 NORTH CAPITAL OF TEXAS HIGHWAY, AUSTIN, TX, 78759
Where can I find more details about JONATHAN HOLMES’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/14303 to read a detailed report for SIGMA FINANCIAL CORPORATION
Are there any disclosures, allegations or complaints filed against JONATHAN HENNESSEY HOLMES?
Where can I download a detailed FINRA report for JONATHAN HOLMES?
Is it safe to do business with JONATHAN HENNESSEY HOLMES?
We’re not sure. Please research JONATHAN HOLMES’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:39 am
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