RedFlags, Allegations and Complaints against JONATHAN THOMAS REA
Disclosure #1 for JONATHAN REA
- eventDate: 5/14/2009
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CUSTOMER ALLEGES THAT SHE WAS NOT INFORMED THAT WITHDRAWALS FROM VARIABLE ANNUITY PURCHASED ON OR ABOUT 4/13/2007 COULD REDUCE THE DEATH BENEFIT.
- Damage Amount Requested: $6,000.00
- Arbitration Docket Number:
- Broker Comment: OVER ONE YEAR AFTER RESCINDING HER COMPLAINT, THE CLIENT FILED WITH THE STATE OF MICHIGAN A WRITTEN COMPLAINT WHICH WAS RECEIVED BY THE FIRM ON MAY 14, 2009. THE FIRM REVIEWED THE MATTER, DETERMINED THE ALLEGATIONS WERE WITHOUT MERIT, PROMPTED BY THE PERFORMANCE OF THE INVESTMENT AND MARKET CONDITIONS VERSUS WRONGDOING AND DENIED THE ALLEGATIONS.
Should I file a FINRA complaint against brokers like JONATHAN THOMAS REA?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by JONATHAN THOMAS REA’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About JONATHAN THOMAS REA
What is JONATHAN REA’s Central Registration Depository (CRD) Number?
Which firm is JONATHAN THOMAS REA associated with?
AMERIPRISE FINANCIAL SERVICES, LLC
Where is JONATHAN REA located?
101 W BIG BEAVER RD, TROY, MI, 48084
Where can I find more details about JONATHAN REA’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6363 to read a detailed report for AMERIPRISE FINANCIAL SERVICES, LLC
Are there any disclosures, allegations or complaints filed against JONATHAN THOMAS REA?
Where can I download a detailed FINRA report for JONATHAN REA?
Is it safe to do business with JONATHAN THOMAS REA?
We’re not sure. Please research JONATHAN REA’s disclosures, allegations and complaints before taking a decision
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