JONATHAN WAYNE SCHARMER at PRINCIPAL SECURITIES, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

 

 

CRD# 2757481

Disclosure #1 for JONATHAN SCHARMER

    • eventDate: 11/26/1995
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: criminalCharges :: Charges: ON COUNT THEFT OF WINDSHIELD WIPERS ($15.00), GUILTY, NOT INVESTMENT RELATED.
    • Charge Type: MISDEMEANOR
    • Disposition: A. CONVICETED. B. 5/1/96 C. 4 DAYS JAIL AND $50.00 E. 4/27/96. F. $50.00 G. 5/1/96.
    • Broker Comment: STOLE WINDSHIELD WIPERS FROM SHOPKO ON 11/26/95 AND SENTENCED TO 4 DAYS JAIL AND $50.00 RESTITUTION ON 5/1/96

Should I file a FINRA complaint against brokers like JONATHAN WAYNE SCHARMER?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by JONATHAN WAYNE SCHARMER’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!


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Frequently Asked Questions About JONATHAN WAYNE SCHARMER

What is JONATHAN SCHARMER’s Central Registration Depository (CRD) Number?

Which firm is JONATHAN WAYNE SCHARMER associated with?

PRINCIPAL SECURITIES, INC.

Where is JONATHAN SCHARMER located?

222 S 9TH ST STE 1300, MINNEAPOLIS, MN, 55402

Where can I find more details about JONATHAN SCHARMER’s Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/1137 to read a detailed report for PRINCIPAL SECURITIES, INC.

Are there any disclosures, allegations or complaints filed against JONATHAN WAYNE SCHARMER?

Yes. There are disclosures, allegations, or complaints filed against JONATHAN WAYNE SCHARMER. Click here to view all details

Where can I download a detailed FINRA report for JONATHAN SCHARMER?

Click here to download a detailed FINRA report for JONATHAN SCHARMER

Is it safe to do business with JONATHAN WAYNE SCHARMER?

We’re not sure. Please research JONATHAN SCHARMER’s disclosures, allegations and complaints before taking a decision




Originally reported on November 16, 2022 @ 12:42 am

The views and opinions expressed in these articles are those of the source BrokerAudit.com and do not necessarily reflect the official position of ‘Skeptic Files’, which shall not be held liable for any inaccuracies presented. The information provided within this article is for general informational purposes only. While we try to keep the information up-to-date and correct, there are no representations or warranties, express or implied, about the completeness, accuracy, reliability, suitability or availability of the information in this article for any purpose.

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To view the original article at BrokerAudit.com, you can visit https://www.brokeraudit.com/jonathan-wayne-scharmer-principal-securities-inc/.

 

 

 

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