RedFlags, Allegations and Complaints against JOSEPH DARREN ALTIC
Disclosure #1 for JOSEPH ALTIC
- eventDate: 6/8/2020
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CUSTOMER ALLEGED THAT TRADING IN MANAGED ACCOUNT BETWEEN FEBRUARY 18, 2020 AND MARCH 12, 2020 WAS INCONSISTENT WITH GOALS AND OBJECTIVES, AND SOUGHT REVERSAL OF TRADES THAT HAD OCCURRED.
- Arbitration Docket Number:
- Broker Comment: THE REPRESENTATIVE DENIES THESE ALLEGATIONS, AND NOTES THAT HE WORKED WITH THE CUSTOMER AND HIS WIFE FOR APPROXIMATELY SIX YEARS, DURING WHICH TIME THEIR ACCOUNTS WERE PROFITABLE. SHORTLY AFTER THE CUSTOMER WAS ADVISED THAT ALL TRANSACTIONS HAD BEEN EFFECTED IN GOOD FAITH DURING A PERIOD OF UNPRECIDENTED MARKET VOLATILITY, AND HAD RESULTED IN A DECLINE IN ACCOUNT VALUE OF ONLY APPROXIMATELY 2.8%, THE CUSTOMER STATED THAT HE WOULD NOT BE PURSUING THE MATTER.
Should I file a FINRA complaint against brokers like JOSEPH DARREN ALTIC?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by JOSEPH DARREN ALTIC’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About JOSEPH DARREN ALTIC
What is JOSEPH ALTIC’s Central Registration Depository (CRD) Number?
Which firm is JOSEPH DARREN ALTIC associated with?
LPL FINANCIAL LLC
Where is JOSEPH ALTIC located?
12935 N. OUTER FORTY DR #105, ST. LOUIS, MO, 63141
Where can I find more details about JOSEPH ALTIC’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6413 to read a detailed report for LPL FINANCIAL LLC
Are there any disclosures, allegations or complaints filed against JOSEPH DARREN ALTIC?
Where can I download a detailed FINRA report for JOSEPH ALTIC?
Is it safe to do business with JOSEPH DARREN ALTIC?
We’re not sure. Please research JOSEPH ALTIC’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:38 am
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