RedFlags, Allegations and Complaints against JUAN CARLOS LIMON
Disclosure #1 for JUAN LIMON
- Event Date: 8/18/2014
- Disclosure Type: Customer Dispute
- Resolution: Closed-No Action
- Allegations: CLIENT ALLEGES THAT THE REPRESENTATIVE SHOULD HAVE OPENED THE ACCOUNT AS A CUSTODIAL ACCOUNT, IN THE NAME OF HER DAUGHTER, AND NOT AS AN INDIVIDUAL ACCOUNT IN HER NAME. CLIENT STATES THAT SHE WILL SUE REPRESENTATIVE IF THE IRS PLACES A TAX LIEN ON HER PROPERTY. CLIENT LIQUIDATED THE ACCOUNT, THAT SHE BELIEVED SHOULD HAVE BEEN OPENED IN HER DAUGHTER NAME, BUT NEVER REPORTED THE SALE TO THE IRS. CLIENT STATES THAT IRS SAID SHE OWES THEM IN EXCESS OF $24,000.00 IN UNPAID TAXES FROM THE SALE OF THE ASSETS.
- Damage Amount Requested: $24,248.00
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like JUAN CARLOS LIMON?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by JUAN CARLOS LIMON’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About JUAN CARLOS LIMON
What is JUAN LIMON’s Central Registration Depository (CRD) Number?
Which firm is JUAN CARLOS LIMON associated with?
CAMBRIDGE INVESTMENT RESEARCH, INC.
Where is JUAN LIMON located?
9160 Forum Corporate Pkwy., Ft Myers, FL, 33905
Where can I find more details about JUAN LIMON’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/39543 to read a detailed report for CAMBRIDGE INVESTMENT RESEARCH, INC.
Are there any disclosures, allegations or complaints filed against JUAN CARLOS LIMON?
Where can I download a detailed FINRA report for JUAN LIMON?
Is it safe to do business with JUAN CARLOS LIMON?
We’re not sure. Please research JUAN LIMON’s disclosures, allegations and complaints before taking a decision
The views and opinions expressed in these articles are those of the source BrokerAudit.com and do not necessarily reflect the official position of ‘Skeptic Files’, which shall not be held liable for any inaccuracies presented. The information provided within this article is for general informational purposes only. While we try to keep the information up-to-date and correct, there are no representations or warranties, express or implied, about the completeness, accuracy, reliability, suitability or availability of the information in this article for any purpose.
This article is syndicated automatically through a third-party agency from BrokerAudit.com.
To view the original article at BrokerAudit.com, you can visit https://www.brokeraudit.com/juan-carlos-limon-cambridge-investment-research-inc/.