RedFlags, Allegations and Complaints against JUSTIN JAMES PIKE
Disclosure #1 for JUSTIN PIKE
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- eventDate: 9/23/2015
- Disclosure Type: Regulatory
- Disclosure Resolution: Final
- Disclosure Detail :: DocketNumberFDA:
- DocketNumberAAO:
- Initiated By: OREGON DEPARTMENT OF BUSINESS AND CONSUMER SERVICES; DIVISION OF FINANCIAL REGULATION
- Allegations: failure to timely file amendment to Oregon salesperson license application within 30 days of a material change, in violation of ORS 59.175(6) and OAR 441-175-0105(2).
- Resolution: Consent
- SanctionDetails :: Sanctions: Cease and Desist Sanctions: Civil and Administrative Penalty(ies)/Fine(s)
- SanctionDetails :: Amount: $5,000.00
Should I file a FINRA complaint against brokers like JUSTIN JAMES PIKE?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by JUSTIN JAMES PIKE’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About JUSTIN JAMES PIKE
What is JUSTIN PIKE’s Central Registration Depository (CRD) Number?
Which firm is JUSTIN JAMES PIKE associated with?
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Where is JUSTIN PIKE located?
7350 NE CORNELL RD, HILLSBORO, OR, 97124
Where can I find more details about JUSTIN PIKE’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/7691 to read a detailed report for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Are there any disclosures, allegations or complaints filed against JUSTIN JAMES PIKE?
Where can I download a detailed FINRA report for JUSTIN PIKE?
Is it safe to do business with JUSTIN JAMES PIKE?
We’re not sure. Please research JUSTIN PIKE’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:42 am
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