CRD# 1308772
Click here to download a Detailed Audit Report for KEITH MITCHELL FELDMAN.
Click here to download a Detailed Audit Report for COLORADO FINANCIAL SERVICE CORPORATION.
KEITH MITCHELL FELDMAN has previously been reprimanded and has disclosures and/or client dispute(s) listed at FINRA BrokerCheck.
Current Firm
| Company Name |
COLORADO FINANCIAL SERVICE CORPORATION |
| Street Address |
188 INVERNESS DRIVE WEST |
| City |
CENTENNIAL |
| State |
CO |
| Area Code |
80112 |
Previous Associations
- ALPINE SECURITIES CORPORATION (CRD#: 14952) :: 6/5/2019 – 8/30/2019 :: SALT LAKE CITY, UT
- DELANEY EQUITY GROUP LLC (CRD#: 142285) :: 1/25/2013 – 8/29/2018 :: PALM BEACH GARDENS, FL
- DELANEY EQUITY GROUP LLC (CRD#: 142285) :: 1/3/2011 – 12/12/2012 :: PALM BEACH GARDENS, FL
- ASSENT LLC (CRD#: 104162) :: 5/26/2009 – 7/23/2010 :: MIAMI BEACH, FL
- FREEDOM INVESTORS CORP. (CRD#: 23714) :: 3/9/2009 – 5/21/2009 :: BROOKFIELD, WI
- NORTH AMERICAN CLEARING, INC. (CRD#: 39118) :: 2/13/2007 – 6/4/2007 :: LONGWOOD, FL
- JW RICHARDS, INC (CRD#: 42763) :: 5/15/2006 – 11/17/2006 :: LONGWOOD, FL
- NORTH AMERICAN CLEARING, INC. (CRD#: 39118) :: 12/19/2005 – 5/11/2006 :: LONGWOOD, FL
- VIEWTRADE FINANCIAL (CRD#: 47116) :: 8/15/2005 – 11/29/2005 :: BOCA RATON, FL
- VIEWTRADE SECURITIES, INC. (CRD#: 46987) :: 8/15/2005 – 11/29/2005 :: BOCA RATON, FL
- AURA FINANCIAL SERVICES, INC. (CRD#: 42822) :: 5/6/2005 – 6/17/2005 :: BIRMINGHAM, AL
- GUNNALLEN FINANCIAL, INC (CRD#: 17609) :: 8/10/2004 – 9/29/2004 :: TAMPA, FL
- DELTA ASSET MANAGEMENT COMPANY, LLC (CRD#: 39923) :: 1/9/2004 – 8/10/2004 :: MINEOLA, NY
- PERAZA CAPITAL AND INVESTMENT, LLC (CRD#: 117851) :: 5/22/2002 – 11/7/2002 :: TAMPA, FL
- EQUITY TRADING ONLINE, LLC (CRD#: 104038) :: 11/26/2001 – 2/19/2002 :: NEW YORK, NY
- DELTA ASSET MANAGEMENT COMPANY, LLC (CRD#: 39923) :: 8/2/2001 – 11/16/2001 :: MINEOLA, NY
- PARKER FINANCIAL CORP. (CRD#: 42140) :: 5/15/2001 – 8/8/2001 :: VALLEY COTTAGE, NY
- CHICAGO INVESTMENT GROUP, INC. (CRD#: 11853) :: 3/26/2001 – 5/9/2001 :: CHICAGO, IL
- MUTUAL SERVICE CORPORATION (CRD#: 4806) :: 5/30/2000 – 10/11/2000 :: BOSTON, MA
- STANFORD GROUP COMPANY (CRD#: 39285) :: 12/14/1999 – 2/29/2000 :: HOUSTON, TX
- NATIONAL SECURITIES CORPORATION (CRD#: 7569) :: 9/15/1999 – 12/13/1999 :: BOCA RATON, FL
- CAPITAL INTERNATIONAL SECURITIES GROUP, INC. (CRD#: 29771) :: 9/16/1997 – 9/10/1999 :: MIAMI, FL
- A. G. EDWARDS & SONS, INC. (CRD#: 4) :: 2/20/1997 – 7/21/1997 :: ST. LOUIS, MO
- SUNCOAST CAPITAL GROUP, LTD. (CRD#: 31214) :: 10/19/1995 – 12/24/1996 :: FT. LAUDERDALE, FL
- GILMORE SECURITIES & CO. (CRD#: 27210) :: 2/10/1995 – 9/18/1995 :: FORT LEE, NJ
- GRUNTAL & CO. INCORPORATED (CRD#: 372) :: 5/22/1987 – 1/10/1995
- GRUNTAL & CO. INCORPORATED (CRD#: 372) :: 1/23/1986 – 1/10/1995 :: NEW YORK, NY
- CARL MARKS & CO., INC. (CRD#: 2666) :: 12/23/1986 – 4/21/1987
- SHOCHET SECURITIES INC. (CRD#: 8275) :: 10/9/1985 – 12/21/1985
- R.H. STEWART & CO., INC. (CRD#: 13673) :: 8/14/1985 – 9/30/1985
- SHOCHET SECURITIES INC. (CRD#: 8275) :: 11/16/1984 – 7/8/1985
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RedFlags, Allegations and Complaints against KEITH MITCHELL FELDMAN
Disclosure #1 for KEITH FELDMAN
-
- eventDate: 8/15/2019
- Disclosure Type: Judgment / Lien
- Disclosure Resolution:
- Disclosure Detail :: Judgment/Lien Amount: $46,200.00
- Judgment/Lien Type: Civil
Should I file a FINRA complaint against brokers like KEITH MITCHELL FELDMAN?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by KEITH MITCHELL FELDMAN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
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Frequently Asked Questions About KEITH MITCHELL FELDMAN
What is KEITH FELDMAN’s Central Registration Depository (CRD) Number?
Which firm is KEITH MITCHELL FELDMAN associated with?
COLORADO FINANCIAL SERVICE CORPORATION
Where is KEITH FELDMAN located?
188 INVERNESS DRIVE WEST, CENTENNIAL, CO, 80112
Where can I find more details about KEITH FELDMAN’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/104343 to read a detailed report for COLORADO FINANCIAL SERVICE CORPORATION
Are there any disclosures, allegations or complaints filed against KEITH MITCHELL FELDMAN?
Yes. There are disclosures, allegations, or complaints filed against KEITH MITCHELL FELDMAN.
Click here to view all details
Where can I download a detailed FINRA report for KEITH FELDMAN?
Click here to download a detailed FINRA report for KEITH FELDMAN
Is it safe to do business with KEITH MITCHELL FELDMAN?
We’re not sure. Please research KEITH FELDMAN’s disclosures, allegations and complaints before taking a decision
Relevant links, resources and news –
Originally reported on November 15, 2022 @ 11:42 pm
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