RedFlags, Allegations and Complaints against KEN TATSUO KONDO
Disclosure #1 for KEN KONDO
- eventDate: 2/28/2001
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: criminalCharges :: Charges: ONE COUNT – MISDEMEANOR MAKE/ISSUE/USE/FALSE VEHICLE INSPECTION CERTIFICATE – NO PLEA
- Charge Type: MISDEMEANOR
- Disposition: DISMISSED UPON NOLLE PROSEQUI ON 10/06/04.
Should I file a FINRA complaint against brokers like KEN TATSUO KONDO?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by KEN TATSUO KONDO’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About KEN TATSUO KONDO
What is KEN KONDO’s Central Registration Depository (CRD) Number?
Which firm is KEN TATSUO KONDO associated with?
AMERIPRISE FINANCIAL SERVICES, LLC
Where is KEN KONDO located?
555 South St Ste 106, Honolulu, HI, 96813
Where can I find more details about KEN KONDO’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6363 to read a detailed report for AMERIPRISE FINANCIAL SERVICES, LLC
Are there any disclosures, allegations or complaints filed against KEN TATSUO KONDO?
Where can I download a detailed FINRA report for KEN KONDO?
Is it safe to do business with KEN TATSUO KONDO?
We’re not sure. Please research KEN KONDO’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:38 am
The views and opinions expressed in these articles are those of the source BrokerAudit.com and do not necessarily reflect the official position of ‘Skeptic Files’, which shall not be held liable for any inaccuracies presented. The information provided within this article is for general informational purposes only. While we try to keep the information up-to-date and correct, there are no representations or warranties, express or implied, about the completeness, accuracy, reliability, suitability or availability of the information in this article for any purpose.
This article is syndicated automatically through a third-party agency from BrokerAudit.com.
To view the original article at BrokerAudit.com, you can visit https://www.brokeraudit.com/ken-tatsuo-kondo-ameriprise-financial-services-llc/.