RedFlags, Allegations and Complaints against KENNETH MARC SEGAL
Disclosure #1 for KENNETH SEGAL
- eventDate: 8/25/2008
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CLIENTS ALLEGED THE PRODUCTS RECOMMENDED DID NOT MEET THEIR INVESTMENT GOALS.
- Damage Amount Requested: $5,000.00
- Arbitration Docket Number:
- Broker Comment: OUR REVIEW FOUND THE CLIENT’S COMPLAINT WAS NOT ABOUT SUITABILITY OF THEIR ADVICE BUT RATHER TAX REPORTING ON THEIR SIMPLE IRA. WE SENT THE CLIENTS A LETTER WITH OUR FINDINGS. WE REFUNDED THE CLIENT’S 2007 FINANCIAL PLAN FEE OF $1500.
Should I file a FINRA complaint against brokers like KENNETH MARC SEGAL?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by KENNETH MARC SEGAL’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About KENNETH MARC SEGAL
What is KENNETH SEGAL’s Central Registration Depository (CRD) Number?
Which firm is KENNETH MARC SEGAL associated with?
LPL FINANCIAL LLC
Where is KENNETH SEGAL located?
832 N NEWKIRK ST, PHILADELPHIA, PA, 19130-1708
Where can I find more details about KENNETH SEGAL’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6413 to read a detailed report for LPL FINANCIAL LLC
Are there any disclosures, allegations or complaints filed against KENNETH MARC SEGAL?
Where can I download a detailed FINRA report for KENNETH SEGAL?
Is it safe to do business with KENNETH MARC SEGAL?
We’re not sure. Please research KENNETH SEGAL’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:46 am
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