RedFlags, Allegations and Complaints against KENNETH THOMAS SHOTSBERGER
Disclosure #1 for KENNETH SHOTSBERGER
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- Event Date: 4/9/2015
- Disclosure Type: Judgment / Lien
- Resolution:
- Judgment/Lien Amount: $5,400.00
- Judgment/Lien Type: Civil
- Broker Comment: THIS WAS FROM A PREVIOUS EMPLOYER WHERE CASES FELL OFF THE BOOKS. I WAS UNAWARE OF A JUDGEMENT UNTIL RECENTLY. I ALREADY SENT THE FIRST CHECK AND SECOND/FINAL WILL BE SENT SOON.
Should I file a FINRA complaint against brokers like KENNETH THOMAS SHOTSBERGER?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by KENNETH THOMAS SHOTSBERGER’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About KENNETH THOMAS SHOTSBERGER
What is KENNETH SHOTSBERGER’s Central Registration Depository (CRD) Number?
Which firm is KENNETH THOMAS SHOTSBERGER associated with?
EQUITABLE ADVISORS, LLC
Where is KENNETH SHOTSBERGER located?
520 LAKE COOK ROAD, DEERFIELD, IL, 60015
Where can I find more details about KENNETH SHOTSBERGER’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6627 to read a detailed report for EQUITABLE ADVISORS, LLC
Are there any disclosures, allegations or complaints filed against KENNETH THOMAS SHOTSBERGER?
Where can I download a detailed FINRA report for KENNETH SHOTSBERGER?
Is it safe to do business with KENNETH THOMAS SHOTSBERGER?
We’re not sure. Please research KENNETH SHOTSBERGER’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:41 pm
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