RedFlags, Allegations and Complaints against KEVIN MICHAEL KITCHIN
Disclosure #1 for KEVIN KITCHIN
- eventDate: 7/8/2011
- Disclosure Type: Employment Separation After Allegations
- Disclosure Resolution:
- Disclosure Detail :: Firm Name: PNC INVESTMENTS
- Termination Type: Discharged
- Allegations: MR. KITCHIN WAS TERMINATED FOR A VIOLATION OF FIRM POLICY. SPECIFICALLY, MR. KITCHIN WAS DISCHARGED FOR HAVING A CLIENT SIGN BLANK FORMS, WHICH HE ADMITTED.
- Broker Comment: I ACKNOWLEDGE AND TAKE FULL RESPONSIBILITY TO THE ITEMS NOTED IN FINRA’S CAUTIONARY ACTION LETTER. HOWEVER, THE CLIENT DID NOT FILE A COMPLAINT NOR WAS THE CLIENT HARMED. AS NOTED IN FINRA’S LETTER, THIS WAS DONE AS AN ACCOMMODATION TO THE CLIENT.
Should I file a FINRA complaint against brokers like KEVIN MICHAEL KITCHIN?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by KEVIN MICHAEL KITCHIN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About KEVIN MICHAEL KITCHIN
What is KEVIN KITCHIN’s Central Registration Depository (CRD) Number?
Which firm is KEVIN MICHAEL KITCHIN associated with?
ROYAL ALLIANCE ASSOCIATES, INC.
Where is KEVIN KITCHIN located?
131 PROSPEROUS PLACE, LEXINGTON, KY, 40509
Where can I find more details about KEVIN KITCHIN’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/23131 to read a detailed report for ROYAL ALLIANCE ASSOCIATES, INC.
Are there any disclosures, allegations or complaints filed against KEVIN MICHAEL KITCHIN?
Where can I download a detailed FINRA report for KEVIN KITCHIN?
Is it safe to do business with KEVIN MICHAEL KITCHIN?
We’re not sure. Please research KEVIN KITCHIN’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:50 am
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