RedFlags, Allegations and Complaints against KEVIN PHILLIP MC NAIR
Disclosure #1 for KEVIN MC NAIR
- eventDate: 1/6/2009
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CUSTOMER ALLEGED THAT WHEN SHE MET WITH THE REPRESENTATIVE IN FEBRUARY 2008 TO REVIEW THE MUTUAL FUND PORTFOLIO THAT WAS RECENTLY ESTABLISHED BY ANOTHER REPRESENTATIVE IN DECEMBER 2007, THE REPRESENTATIVE ASSURED HER ALL WAS IN ORDER; HOWEVER, SHE HAS LEARNED THE ACCOUNT WAS NOT ESTABLISHED AS SHE HAD INTENDED. NO SPECIFIC COMPENSATORY DAMAGES WERE ALLEGED.
- Arbitration Docket Number:
- Broker Comment: I NEVER MET WITH THIS PERSON IN FEBRUARY 2008.
Should I file a FINRA complaint against brokers like KEVIN PHILLIP MC NAIR?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by KEVIN PHILLIP MC NAIR’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About KEVIN PHILLIP MC NAIR
What is KEVIN MC NAIR’s Central Registration Depository (CRD) Number?
Which firm is KEVIN PHILLIP MC NAIR associated with?
VALIC FINANCIAL ADVISORS, INC.
Where is KEVIN MC NAIR located?
410 AMHERST STREET, NASHUA, NH, 3063
Where can I find more details about KEVIN MC NAIR’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/42803 to read a detailed report for VALIC FINANCIAL ADVISORS, INC.
Are there any disclosures, allegations or complaints filed against KEVIN PHILLIP MC NAIR?
Where can I download a detailed FINRA report for KEVIN MC NAIR?
Is it safe to do business with KEVIN PHILLIP MC NAIR?
We’re not sure. Please research KEVIN MC NAIR’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:46 am
The views and opinions expressed in these articles are those of the source BrokerAudit.com and do not necessarily reflect the official position of ‘Skeptic Files’, which shall not be held liable for any inaccuracies presented. The information provided within this article is for general informational purposes only. While we try to keep the information up-to-date and correct, there are no representations or warranties, express or implied, about the completeness, accuracy, reliability, suitability or availability of the information in this article for any purpose.
This article is syndicated automatically through a third-party agency from BrokerAudit.com.
To view the original article at BrokerAudit.com, you can visit https://www.brokeraudit.com/kevin-phillip-mc-nair-valic-financial-advisors-inc/.