RedFlags, Allegations and Complaints against Kiran Kumar Bora
Disclosure #1 for Kiran Bora
- eventDate: 10/27/2009
- Disclosure Type: Employment Separation After Allegations
- Disclosure Resolution:
- Disclosure Detail :: Firm Name: EQUITY SERVICES, INC.
- Termination Type: Permitted to Resign
- Allegations: WITH RESPECT TO FIXED (NON-SECURITIES) INDEXED ANNUITY TRANSACTIONS, VIOLATED THE FIRM’S PROCEDURES REGARDING APPROVED OUTSIDE BUSINESS ACTIVITIES.
Should I file a FINRA complaint against brokers like Kiran Kumar Bora?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by Kiran Kumar Bora’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About Kiran Kumar Bora
What is Kiran Bora’s Central Registration Depository (CRD) Number?
Which firm is Kiran Kumar Bora associated with?
FARMERS FINANCIAL SOLUTIONS, LLC
Where is Kiran Bora located?
178 ELM ST STE 1, SARATOGA SPRINGS, NY, 12866
Where can I find more details about Kiran Bora’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/103863 to read a detailed report for FARMERS FINANCIAL SOLUTIONS, LLC
Are there any disclosures, allegations or complaints filed against Kiran Kumar Bora?
Where can I download a detailed FINRA report for Kiran Bora?
Is it safe to do business with Kiran Kumar Bora?
We’re not sure. Please research Kiran Bora’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:40 pm
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