RedFlags, Allegations and Complaints against KYLE DAVID WHALEY
Disclosure #1 for KYLE WHALEY
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- eventDate: 2/3/2020
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: COMPLAINANT ALLEGES REPRESENTATIVE FAILED TO SEND VA CONTRACTS IN TIMELY MANNER AND REQUESTING FUNDS BE RETURNED WITHOUT PENALTY. COMPLAINANT ALLEGES SHE DIDN’T WANT AN ANNUITY.
- Damage Amount Requested: $178,830.00
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like KYLE DAVID WHALEY?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by KYLE DAVID WHALEY’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About KYLE DAVID WHALEY
What is KYLE WHALEY’s Central Registration Depository (CRD) Number?
Which firm is KYLE DAVID WHALEY associated with?
GWN SECURITIES INC.
Where is KYLE WHALEY located?
6901 S. YOSEMITE STREET, CENTENNIAL, CO, 80112
Where can I find more details about KYLE WHALEY’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/128929 to read a detailed report for GWN SECURITIES INC.
Are there any disclosures, allegations or complaints filed against KYLE DAVID WHALEY?
Where can I download a detailed FINRA report for KYLE WHALEY?
Is it safe to do business with KYLE DAVID WHALEY?
We’re not sure. Please research KYLE WHALEY’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:50 am
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