RedFlags, Allegations and Complaints against LEONARD RICHARD SIMPSON
Disclosure #1 for LEONARD SIMPSON
- eventDate: 9/9/2013
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CLIENT ALLEGES MISREPRESENTATION IN THE SALE OF A 1991 VARIABLE LIFE INSURANCE POLICY, CLIENT IS REQUESTING THE FIRM TO INVESTIGATE THIS MATTER. DAMAGES UNSPECIFIED.
- Arbitration Docket Number:
- Broker Comment: THE FIRMS FOUND NO BASIS TO THE CUSTOMER COMPLAINT.
Should I file a FINRA complaint against brokers like LEONARD RICHARD SIMPSON?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by LEONARD RICHARD SIMPSON’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About LEONARD RICHARD SIMPSON
What is LEONARD SIMPSON’s Central Registration Depository (CRD) Number?
Which firm is LEONARD RICHARD SIMPSON associated with?
PRIVATE CLIENT SERVICES, LLC
Where is LEONARD SIMPSON located?
1837 Iron Point Rd, Folsom, CA, 95630
Where can I find more details about LEONARD SIMPSON’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/120222 to read a detailed report for PRIVATE CLIENT SERVICES, LLC
Are there any disclosures, allegations or complaints filed against LEONARD RICHARD SIMPSON?
Where can I download a detailed FINRA report for LEONARD SIMPSON?
Is it safe to do business with LEONARD RICHARD SIMPSON?
We’re not sure. Please research LEONARD SIMPSON’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:49 am
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