RedFlags, Allegations and Complaints against LOC PHUC PHAM
Disclosure #1 for LOC PHAM
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- eventDate: 5/10/2021
- Disclosure Type: Judgment / Lien
- Disclosure Resolution:
- Disclosure Detail :: Judgment/Lien Amount: $79,176.48
- Judgment/Lien Type: Tax
- Broker Comment: Back taxes due. I have set up a payment plan to satisfy the lien.
Should I file a FINRA complaint against brokers like LOC PHUC PHAM?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by LOC PHUC PHAM’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About LOC PHUC PHAM
What is LOC PHAM’s Central Registration Depository (CRD) Number?
Which firm is LOC PHUC PHAM associated with?
FARMERS FINANCIAL SOLUTIONS, LLC
Where is LOC PHAM located?
12603 SOUTHWEST FWY ste 685, STAFFORD, TX, 77477
Where can I find more details about LOC PHAM’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/103863 to read a detailed report for FARMERS FINANCIAL SOLUTIONS, LLC
Are there any disclosures, allegations or complaints filed against LOC PHUC PHAM?
Where can I download a detailed FINRA report for LOC PHAM?
Is it safe to do business with LOC PHUC PHAM?
We’re not sure. Please research LOC PHAM’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:37 pm
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