RedFlags, Allegations and Complaints against Louis Vetter
Disclosure #1 for Louis Vetter
-
- eventDate: 6/16/2000
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: CUSTOMER INVESTED $99584.11 INTO A G.N.M.A. CMO BOND ON 01/17/1999.CUSTOMER ANSWERED PROFILING QUESTION THAT THEY DID NOT SEEK INCOME FROM INVESTMENT. CUSTOMER CHANGED INVESTMENT OBJECTIVE IN 08/99 TO INCOME PRODUCING. I WAS INSTRUCTED TO SELL 10 BONDS. CUSTOMER CLAIMS THEY NEVER GAVE ME THE ORDER TO SELL. CUSTOMER CLAIMS I ORIGINALLY SAID THIS WAS AN INCOME PRODUCING PRODUCT.
- Damage Amount Requested: $49,975.00
- Settlement Amount: $40,000.00
- DisplayAAOLinkIfExists: Y
- arbitrationClaimFiledDetail: 00-02130
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like Louis Vetter?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by Louis Vetter’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About Louis Vetter
What is Louis Vetter’s Central Registration Depository (CRD) Number?
Which firm is Louis Vetter associated with?
ROBINHOOD SECURITIES, LLC
Where is Louis Vetter located?
500 COLONIAL CENTER PARKWAY, LAKE MARY, FL, 32746
Where can I find more details about Louis Vetter’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/287900 to read a detailed report for ROBINHOOD SECURITIES, LLC
Are there any disclosures, allegations or complaints filed against Louis Vetter?
Where can I download a detailed FINRA report for Louis Vetter?
Is it safe to do business with Louis Vetter?
We’re not sure. Please research Louis Vetter’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:41 pm
The views and opinions expressed in these articles are those of the source BrokerAudit.com and do not necessarily reflect the official position of ‘Skeptic Files’, which shall not be held liable for any inaccuracies presented. The information provided within this article is for general informational purposes only. While we try to keep the information up-to-date and correct, there are no representations or warranties, express or implied, about the completeness, accuracy, reliability, suitability or availability of the information in this article for any purpose.
This article is syndicated automatically through a third-party agency from BrokerAudit.com.
To view the original article at BrokerAudit.com, you can visit https://www.brokeraudit.com/louis-vetter-robinhood-securities-llc/.
