MARIA BONINO-HOUSERMAN at LPL FINANCIAL LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

 

 

CRD# 3188648

Disclosure #1 for MARIA BONINO-HOUSERMAN

    • eventDate: 9/2/2008
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Denied
    • Disclosure Detail :: Allegations: THE CLIENT ALLEGED INFORMATION ABOUT THE TYPES OF INSURANCE POLICIES AVAILABLE AND THE TYPE SHE RECEIVED WERE NOT DISCLOSED TO HER AT THE TIME SHE PURCHASED HER VARIABLE UNIVERSAL LIFE INSURANCE POLICY IN JANUARY OF 2005. THE CLIENT IS REQUESTING A REFUND OF ALL PREMIUMS PAID AND THE CASH VALUE.
    • Damage Amount Requested: $10,765.85
    • Arbitration Docket Number:
    • Broker Comment: THE REVIEW FOUND THE CLIENT RECEIVED DISCLOSURE OF THE TYPES OF INSURANCE AVAILABLE TO HER AND ABOUT THE POLICY SHE WAS PURCHASING AT THE TIME OF SALE. THE RATIONALE FOR THE POLICY CHOSEN WAS CLEARLY EXPLAINED AT THE TIME OF SALE.

Should I file a FINRA complaint against brokers like MARIA BONINO-HOUSERMAN?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by MARIA BONINO-HOUSERMAN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!


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Frequently Asked Questions About MARIA BONINO-HOUSERMAN

What is MARIA BONINO-HOUSERMAN’s Central Registration Depository (CRD) Number?

Which firm is MARIA BONINO-HOUSERMAN associated with?

LPL FINANCIAL LLC

Where is MARIA BONINO-HOUSERMAN located?

149 HELENA LN, CLAYTON, NC, 27527-3506

Where can I find more details about MARIA BONINO-HOUSERMAN’s Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/6413 to read a detailed report for LPL FINANCIAL LLC

Are there any disclosures, allegations or complaints filed against MARIA BONINO-HOUSERMAN?

Yes. There are disclosures, allegations, or complaints filed against MARIA BONINO-HOUSERMAN. Click here to view all details

Where can I download a detailed FINRA report for MARIA BONINO-HOUSERMAN?

Click here to download a detailed FINRA report for MARIA BONINO-HOUSERMAN

Is it safe to do business with MARIA BONINO-HOUSERMAN?

We’re not sure. Please research MARIA BONINO-HOUSERMAN’s disclosures, allegations and complaints before taking a decision




Originally reported on November 16, 2022 @ 12:46 am

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