RedFlags, Allegations and Complaints against MARK ALAN TERWILLIGER
Disclosure #1 for MARK TERWILLIGER
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- eventDate: 11/3/2017
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: The customer continued to hold his investment in inverse mutual funds upon the recommendation of the RR and is disappointed that the value continued to drop in value. He alleges that he incurred a sizable loss once the inverse funds were liquidated.
- Damage Amount Requested: $206,648.00
- Settlement Amount: $103,345.19
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like MARK ALAN TERWILLIGER?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by MARK ALAN TERWILLIGER’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About MARK ALAN TERWILLIGER
What is MARK TERWILLIGER’s Central Registration Depository (CRD) Number?
Which firm is MARK ALAN TERWILLIGER associated with?
LPL FINANCIAL LLC
Where is MARK TERWILLIGER located?
4300 W. CYPRESS ST. SUITE 370, TAMPA, FL, 33607
Where can I find more details about MARK TERWILLIGER’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6413 to read a detailed report for LPL FINANCIAL LLC
Are there any disclosures, allegations or complaints filed against MARK ALAN TERWILLIGER?
Where can I download a detailed FINRA report for MARK TERWILLIGER?
Is it safe to do business with MARK ALAN TERWILLIGER?
We’re not sure. Please research MARK TERWILLIGER’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:37 pm
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