RedFlags, Allegations and Complaints against MARK DAVID COHEN
Disclosure #1 for MARK COHEN
- eventDate: 10/10/1992
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: ARBITRATION AND CUSTOMER NAMES/BLAMES PAINEWEBBER ONLY, BUT I WAS BROKER OF RECORD. BREACH OF CONTRACT. UNSUITABILITY/ NEGLIGENCE. ALLEGED DAMAGES IN EXCESS OF $600,000.00
- Damage Amount Requested: $600,000.00
- Settlement Amount: $82,000.00
- DisplayAAOLinkIfExists: Y
- arbitrationClaimFiledDetail: 92-03658
- Arbitration Docket Number:
- Broker Comment: THE BROKER DID NOT CONTRIBUTE TO ANY SETTLEMENT THAT MAY HAVE BEEN MADE BY PAINEWEBBER. INVESTMENTS WERE ALL MADE WITHIN GUIDELINES OF APPLICABLE LAWS AND OBJECTIVE OF CLIENTS. I DENY ANY ALLEGATIONS MADE AGAINST ME.
Should I file a FINRA complaint against brokers like MARK DAVID COHEN?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by MARK DAVID COHEN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About MARK DAVID COHEN
What is MARK COHEN’s Central Registration Depository (CRD) Number?
Which firm is MARK DAVID COHEN associated with?
AMERIPRISE FINANCIAL SERVICES, LLC
Where is MARK COHEN located?
1345 Avenue of The Americas, New York, NY, 10105
Where can I find more details about MARK COHEN’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6363 to read a detailed report for AMERIPRISE FINANCIAL SERVICES, LLC
Are there any disclosures, allegations or complaints filed against MARK DAVID COHEN?
Where can I download a detailed FINRA report for MARK COHEN?
Is it safe to do business with MARK DAVID COHEN?
We’re not sure. Please research MARK COHEN’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:40 am
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