RedFlags, Allegations and Complaints against MARK DAVID COOPERRIDER
Disclosure #1 for MARK COOPERRIDER
- eventDate: 8/12/2004
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: EXCESSIVE TRADING FROM 9/26/1997 THROUGH 10/31/1997. THE CUSTOMER DID NOT SPECIFY A DAMAGE AMOUNT.
- Arbitration Docket Number:
- Broker Comment: THE FIRM REVIEWED THE MATTER, DETERMINED THAT THE ALLEGATION WAS WITHOUT MERIT AND DENIED THE CLAIM. THE CUSTOMER’S HUSBAND WHO IS NOW DECEASED, WAS THE OWNER OF THE ACCOUNT. HE REPRESENTED HIMSELF AS AN AGGRESSIVE, SPECULATIVE INVESTOR. FIVE TRANSACTIONS WERE PLACED DURING THAT TIME BY THE CUSTOMER’S HUSBAND OR HIS AUTHORIZED AGENT. APPROXIMATELY SEVEN YEARS PASSED BETWEEN THE TRANSACTIONS AT ISSUE AND CONTACTING THE FIRM WITH THE ALLEGATION.
Should I file a FINRA complaint against brokers like MARK DAVID COOPERRIDER?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by MARK DAVID COOPERRIDER’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About MARK DAVID COOPERRIDER
What is MARK COOPERRIDER’s Central Registration Depository (CRD) Number?
Which firm is MARK DAVID COOPERRIDER associated with?
AMERIPRISE FINANCIAL SERVICES, LLC
Where is MARK COOPERRIDER located?
30100 Chagrin Blvd Ste 180, Pepper Pike, OH, 44124-5705
Where can I find more details about MARK COOPERRIDER’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6363 to read a detailed report for AMERIPRISE FINANCIAL SERVICES, LLC
Are there any disclosures, allegations or complaints filed against MARK DAVID COOPERRIDER?
Where can I download a detailed FINRA report for MARK COOPERRIDER?
Is it safe to do business with MARK DAVID COOPERRIDER?
We’re not sure. Please research MARK COOPERRIDER’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:39 am
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