RedFlags, Allegations and Complaints against MARK HARRY GOLDWASSER
Disclosure #1 for MARK GOLDWASSER
- eventDate: 12/28/2015
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: Attorney for the Customer alleges unsuitable recommendations, unauthorized trading, negligence, breach of contract, breach of fiduciary duty.
- Damage Amount Requested: $70,442.51
- Settlement Amount: $12,500.00
- DisplayAAOLinkIfExists: Y
- Arbitration Docket Number: 15-03213
Should I file a FINRA complaint against brokers like MARK HARRY GOLDWASSER?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by MARK HARRY GOLDWASSER’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About MARK HARRY GOLDWASSER
What is MARK GOLDWASSER’s Central Registration Depository (CRD) Number?
Which firm is MARK HARRY GOLDWASSER associated with?
CEROS FINANCIAL SERVICES, INC.
Where is MARK GOLDWASSER located?
1445 RESEARCH BLVD., STE 530, ROCKVILLE, MD, 20850
Where can I find more details about MARK GOLDWASSER’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/37869 to read a detailed report for CEROS FINANCIAL SERVICES, INC.
Are there any disclosures, allegations or complaints filed against MARK HARRY GOLDWASSER?
Where can I download a detailed FINRA report for MARK GOLDWASSER?
Is it safe to do business with MARK HARRY GOLDWASSER?
We’re not sure. Please research MARK GOLDWASSER’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:31 pm
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