RedFlags, Allegations and Complaints against MARK JOSEPH WHITE
Disclosure #1 for MARK WHITE
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- eventDate: 8/7/2018
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: The client alleged a variable annuity was sold to her without her authorization in May 2017, with her signature having been forged on the sales paperwork.
- Damage Amount Requested: $12,264.86
- Arbitration Docket Number:
- Broker Comment: Client is estranged spouse of deceased family member where estrangement took place many months before complaint. The annuity purchase in question was reversed and funds were returned to another annuity from where the funds came. There were no costs associated with the correction.
Should I file a FINRA complaint against brokers like MARK JOSEPH WHITE?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by MARK JOSEPH WHITE’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About MARK JOSEPH WHITE
What is MARK WHITE’s Central Registration Depository (CRD) Number?
Which firm is MARK JOSEPH WHITE associated with?
LPL FINANCIAL LLC
Where is MARK WHITE located?
250 STATE ST UNIT H2, NORTH HAVEN, CT, 6473
Where can I find more details about MARK WHITE’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6413 to read a detailed report for LPL FINANCIAL LLC
Are there any disclosures, allegations or complaints filed against MARK JOSEPH WHITE?
Where can I download a detailed FINRA report for MARK WHITE?
Is it safe to do business with MARK JOSEPH WHITE?
We’re not sure. Please research MARK WHITE’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:43 am
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