RedFlags, Allegations and Complaints against MARK KENNETH LESSNER
Disclosure #1 for MARK LESSNER
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- eventDate: 11/4/2008
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: THE TRUSTEES ALLEGED THEIR ADVISOR MADE UNSUITABLE INVESTMENT RECOMMENDATIONS BETWEEN OCTOBER 2000 AND DECEMBER 2003.
- Damage Amount Requested: $14,000.00
- Arbitration Docket Number:
- Broker Comment: THE FIRM FOUND THE RECOMMENDATIONS APPEARED TO BE SUITABLE BASED ON THE CLIENT’S DOCUMENTED GOALS AND OBJECTIVES. WE SENT A LETTER TO THE CLIENT WITH OUR FINDINGS.
Should I file a FINRA complaint against brokers like MARK KENNETH LESSNER?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by MARK KENNETH LESSNER’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About MARK KENNETH LESSNER
What is MARK LESSNER’s Central Registration Depository (CRD) Number?
Which firm is MARK KENNETH LESSNER associated with?
RAYMOND JAMES FINANCIAL SERVICES, INC.
Where is MARK LESSNER located?
1400 COMPUTER DRIVE, WESTBOROUGH, MA, 1581
Where can I find more details about MARK LESSNER’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6694 to read a detailed report for RAYMOND JAMES FINANCIAL SERVICES, INC.
Are there any disclosures, allegations or complaints filed against MARK KENNETH LESSNER?
Where can I download a detailed FINRA report for MARK LESSNER?
Is it safe to do business with MARK KENNETH LESSNER?
We’re not sure. Please research MARK LESSNER’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:47 am
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