RedFlags, Allegations and Complaints against Mark Scott Temple
Disclosure #1 for Mark Temple
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- eventDate: 10/18/1999
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: CUSTOMER ALLEGED MISREPRESENTATION OF TERMS AND FEATURES ON SALE OF TWO 20-YEAR CALLABLE CDS PURCHASED ON 4/23/1999 INCLUDING MATURITY DATE, CALL FEATURES AND THAT INVESTMENT WAS SIMILAR TO TRADITIONAL CD. CUSTOMER DEMANDED RETURN OF ORIGINAL PRINCIPAL OF $200,000.00 WITHOUT PENALTY.
- Damage Amount Requested: $24,000.00
- Settlement Amount: $21,500.00
- Arbitration Docket Number:
- Broker Comment: AFTER REVIEWING ALL RELEVANT FACTS, INCLUDING DISCUSSIONS WITH ME, BUSC DETERMINED THAT ALTHOUGH ALL TERMS AND FEATURES WERE ADEQUATELY DISCUSSED, DUE TO THE CUSTOMER’S DISSATISFACTION AND APPARENT FAILURE TO FULLY UNDERSTAND THE INVESTMENT, BUSC AGREED TO ACCOMODATE THE CUSTOMER’S REQUEST TO LIQUIDATE THE INVESTMENT WITHOUT PENALTY OR LOSS.
Should I file a FINRA complaint against brokers like Mark Scott Temple?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by Mark Scott Temple’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About Mark Scott Temple
What is Mark Temple’s Central Registration Depository (CRD) Number?
Which firm is Mark Scott Temple associated with?
EDWARD JONES
Where is Mark Temple located?
1580 S MAIN STREET #104, BOERNE, TX, 78006
Where can I find more details about Mark Temple’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/250 to read a detailed report for EDWARD JONES
Are there any disclosures, allegations or complaints filed against Mark Scott Temple?
Where can I download a detailed FINRA report for Mark Temple?
Is it safe to do business with Mark Scott Temple?
We’re not sure. Please research Mark Temple’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:32 pm
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