RedFlags, Allegations and Complaints against MARK THOMAS DROUILLARD
Disclosure #1 for MARK DROUILLARD
- eventDate: 5/12/2010
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Closed-No Action
- Disclosure Detail :: Allegations: JUNE, 2009 $7,000.00 WAS TAKEN OUT OF THEIR ACCOUNT.
- Arbitration Docket Number:
- Broker Comment: Representative Comment: After a compliance review, it was discovered that the clients themselves wrote a check for $7,000 for a contracting job at their house. I had nothing to do with the missing money.
Should I file a FINRA complaint against brokers like MARK THOMAS DROUILLARD?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by MARK THOMAS DROUILLARD’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About MARK THOMAS DROUILLARD
What is MARK DROUILLARD’s Central Registration Depository (CRD) Number?
Which firm is MARK THOMAS DROUILLARD associated with?
SECURITIES AMERICA, INC.
Where is MARK DROUILLARD located?
12900 HALL RD STE 390, STERLING HEIGHTS, MI, 48313
Where can I find more details about MARK DROUILLARD’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/10205 to read a detailed report for SECURITIES AMERICA, INC.
Are there any disclosures, allegations or complaints filed against MARK THOMAS DROUILLARD?
Where can I download a detailed FINRA report for MARK DROUILLARD?
Is it safe to do business with MARK THOMAS DROUILLARD?
We’re not sure. Please research MARK DROUILLARD’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:41 am
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