RedFlags, Allegations and Complaints against Marsha Angelene Smith
Disclosure #1 for Marsha Smith
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- eventDate: 5/6/2014
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: THE COMPLAINANT CLAIMS SHE WAS NEVER INFORMED THAT SHE COULD NOT WITHDRAW FUNDS FROM THE SINGLE PREMIUM IMMEDIATE ANNUITY ISSUED TO HER IN AUGUST 2012.
- Arbitration Docket Number:
- Broker Comment: THE FIRM’S INVESTIGATION FOUND NO EVIDENCE TO SUPPORT THE ALLEGATION AND CONFIRMED THE CLIENT RECEIVED THE APPROPRIATE INFORMATION TO MAKE AN INFORMED DECISION.
Should I file a FINRA complaint against brokers like Marsha Angelene Smith?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by Marsha Angelene Smith’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About Marsha Angelene Smith
What is Marsha Smith’s Central Registration Depository (CRD) Number?
Which firm is Marsha Angelene Smith associated with?
EMPOWER FINANCIAL SERVICES, INC.
Where is Marsha Smith located?
100 BRIGHT MEADOW BLVD, ENFIELD, CT, 6082
Where can I find more details about Marsha Smith’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/13109 to read a detailed report for EMPOWER FINANCIAL SERVICES, INC.
Are there any disclosures, allegations or complaints filed against Marsha Angelene Smith?
Where can I download a detailed FINRA report for Marsha Smith?
Is it safe to do business with Marsha Angelene Smith?
We’re not sure. Please research Marsha Smith’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:37 pm
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