RedFlags, Allegations and Complaints against Matthew Bradley Weston
Disclosure #1 for Matthew Weston
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- eventDate: 11/17/2008
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: 10/08-11/08; CLIENT CLAIMS HE CONTACTED THE FA PRIOR TO THE STOCK AND BOND CRISIS AND INSTRUCTED FA TO SELL ALL OF HIS BONDS. CLIENT CLAIMS THE FA TOLD HIM NO, DO NOT SELL. CLIENT CLAIMS AS A RESULT OF HE HAS LOST $30,000 AND DOES NOT HAVE THAT KIND OF MONEY TO LOSE AND DOES NOT NEED THAT KIND OF ADVICE.
- Damage Amount Requested: $30,000.00
- Arbitration Docket Number:
- Broker Comment: FA HAS INDICATED HE HAS WORKED WITH CLIENT FOR A NUMBER OF YEARS INVESTING IN MUNICIPAL BONDS. ACCORDING TO FA, CLIENT WAS FULLY AWARE THE VALUE OF THE BONDS COULD POTENTIALLY FLUCTUATE IN VALUE AND HE HAS DISCUSSED WITH CLIENT CURRENT MARKET CONDITIONS AND HOW THE BOND VALUES MAY BE AFFECTED. FA STATED HE HAS AT NO TIME REFUSED AN ORDER TO SELL BONDS IN THE ACCOUNTS AND FURTHER STATED HE WAS AT NO TIME INSTRUCTED TO SELL ALL OF CLIENT’S BONDS. FA DID STATE, AND OUR RECORDS REFLECT, CLIENT DID RECENTLY LIQUIDATE SOME BONDS IN THE ACCOUNT(S). IT DOES APPEAR THE BONDS ARE WITHIN THE SCOPE OF INVESTMENT OBJECTIVES AND ACCOUNT STATEMENTS WOULD HAVE BEEN PROVIDED REFLECTING THE ASSETS HELD IN THE ACCOUNTS AS WELL AS THE ESTIMATED VALUES. WHILE WE UNDERSTAND CLIENT’S DISSATISFACTION WITH THE VALUE OF THE ACCOUNTS, IT DOES APPEAR TO BE THE RESULT OF MARKET FLUCTUATION AND CLIENT WAS AWARE OF THIS RISK. FURTHER, IT WOULD APPEAR NO ORDER INSTRUCTIONS WERE GIVEN TO FA WHICH HE FAILED TO EXECUTE. CLAIM DENIED
Should I file a FINRA complaint against brokers like Matthew Bradley Weston?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by Matthew Bradley Weston’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About Matthew Bradley Weston
What is Matthew Weston’s Central Registration Depository (CRD) Number?
Which firm is Matthew Bradley Weston associated with?
EDWARD JONES
Where is Matthew Weston located?
260 WEKIVA SPRINGS RD STE 1090, LONGWOOD, FL, 32779
Where can I find more details about Matthew Weston’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/250 to read a detailed report for EDWARD JONES
Are there any disclosures, allegations or complaints filed against Matthew Bradley Weston?
Where can I download a detailed FINRA report for Matthew Weston?
Is it safe to do business with Matthew Bradley Weston?
We’re not sure. Please research Matthew Weston’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:38 am
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