RedFlags, Allegations and Complaints against MICHAEL EDWARD SOMMERFIELD
Disclosure #1 for MICHAEL SOMMERFIELD
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- eventDate: 4/7/2000
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: FINANCIAL ADVISOR MADE ILL ADVISED ILLOGICAL AND RECKLESS DECISIONS IN REGARD TO THE PURCHASE AND SALE OF CIENA STOCK ON OR ABOUT 4/6/00 RESULTING IN A NET LOSS OF APPROX. $40,000.00
- Damage Amount Requested: $40,000.00
- Settlement Amount: $8,500.00
- Arbitration Docket Number:
- Broker Comment: THE DISPUTE WAS SETTLED FOR 8500.00 WITHOUT ANY INDIVIDUAL CONRIBUTION.
Should I file a FINRA complaint against brokers like MICHAEL EDWARD SOMMERFIELD?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by MICHAEL EDWARD SOMMERFIELD’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About MICHAEL EDWARD SOMMERFIELD
What is MICHAEL SOMMERFIELD’s Central Registration Depository (CRD) Number?
Which firm is MICHAEL EDWARD SOMMERFIELD associated with?
AMERIPRISE FINANCIAL SERVICES, LLC
Where is MICHAEL SOMMERFIELD located?
3312 PAPER MILL RD, PHOENIX, MD, 21131-1474
Where can I find more details about MICHAEL SOMMERFIELD’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6363 to read a detailed report for AMERIPRISE FINANCIAL SERVICES, LLC
Are there any disclosures, allegations or complaints filed against MICHAEL EDWARD SOMMERFIELD?
Where can I download a detailed FINRA report for MICHAEL SOMMERFIELD?
Is it safe to do business with MICHAEL EDWARD SOMMERFIELD?
We’re not sure. Please research MICHAEL SOMMERFIELD’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:40 am
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