RedFlags, Allegations and Complaints against MICHAEL EUGENE ROOZEBOOM
Disclosure #1 for MICHAEL ROOZEBOOM
- eventDate: 4/10/2003
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CLIENT ALLEGES MISREPRESENTATION, UNAUTHORIZED TRADING AND UNSUITABILITY OF UNNAMED ANNUITY CONTRACTS. NO SPECIFIC DAMAGES ALLEGED.
- Arbitration Docket Number:
- Broker Comment: THIS CUSTOMER COMPLAINT NO LONGER REPORTABLE. THESE ACCUSATIONS ARE FALSE AND WITHOUT MERIT.
Should I file a FINRA complaint against brokers like MICHAEL EUGENE ROOZEBOOM?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by MICHAEL EUGENE ROOZEBOOM’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About MICHAEL EUGENE ROOZEBOOM
What is MICHAEL ROOZEBOOM’s Central Registration Depository (CRD) Number?
Which firm is MICHAEL EUGENE ROOZEBOOM associated with?
LPL FINANCIAL LLC
Where is MICHAEL ROOZEBOOM located?
700 MAIN ST, SUITE 103, PELLA, IA, 50219
Where can I find more details about MICHAEL ROOZEBOOM’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6413 to read a detailed report for LPL FINANCIAL LLC
Are there any disclosures, allegations or complaints filed against MICHAEL EUGENE ROOZEBOOM?
Where can I download a detailed FINRA report for MICHAEL ROOZEBOOM?
Is it safe to do business with MICHAEL EUGENE ROOZEBOOM?
We’re not sure. Please research MICHAEL ROOZEBOOM’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:33 pm
The views and opinions expressed in these articles are those of the source BrokerAudit.com and do not necessarily reflect the official position of ‘Skeptic Files’, which shall not be held liable for any inaccuracies presented. The information provided within this article is for general informational purposes only. While we try to keep the information up-to-date and correct, there are no representations or warranties, express or implied, about the completeness, accuracy, reliability, suitability or availability of the information in this article for any purpose.
This article is syndicated automatically through a third-party agency from BrokerAudit.com.
To view the original article at BrokerAudit.com, you can visit https://www.brokeraudit.com/michael-eugene-roozeboom-lpl-financial-llc/.