RedFlags, Allegations and Complaints against MICHAEL JOSEPH ANNUNZIATA
Disclosure #1 for MICHAEL ANNUNZIATA
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- eventDate: 8/6/2008
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: FAILURE TO ADVISE OF POTENTIAL RISKS OF AUCTION RATE SECURITIES PURCHASED IN JUNE 2007. THE CUSTOMERS DO NOT SPECIFY A DAMAGE AMOUNT BUT ALLEGE THAT THEY NEED TO LIQUIDATE THE INVESTMENT AND HAVE BEEN TOLD THAT THEY ARE NOT MARKETABLE AT THIS TIME.
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like MICHAEL JOSEPH ANNUNZIATA?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by MICHAEL JOSEPH ANNUNZIATA’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About MICHAEL JOSEPH ANNUNZIATA
What is MICHAEL ANNUNZIATA’s Central Registration Depository (CRD) Number?
Which firm is MICHAEL JOSEPH ANNUNZIATA associated with?
PURSHE KAPLAN STERLING INVESTMENTS
Where is MICHAEL ANNUNZIATA located?
6 Legrand Road, North Haven, CT, 6473
Where can I find more details about MICHAEL ANNUNZIATA’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/35747 to read a detailed report for PURSHE KAPLAN STERLING INVESTMENTS
Are there any disclosures, allegations or complaints filed against MICHAEL JOSEPH ANNUNZIATA?
Where can I download a detailed FINRA report for MICHAEL ANNUNZIATA?
Is it safe to do business with MICHAEL JOSEPH ANNUNZIATA?
We’re not sure. Please research MICHAEL ANNUNZIATA’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:41 am
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