RedFlags, Allegations and Complaints against MICHAEL JOSEPH JASUTA
Disclosure #1 for MICHAEL JASUTA
-
- eventDate: 3/17/2003
- Disclosure Type: Employment Separation After Allegations
- Disclosure Resolution:
- Disclosure Detail :: Firm Name: GUARDIAN INVESTOR SERVICES LLC
- Termination Type: Discharged
- Allegations: MR. JASUTA VIOLATED FIRM POLICIES AND INDUSTRY STANDARDS BY DISTRIBUTING INAPPROPRIATE SALES MATERIAL TO OUTSIDE BROKER/DEALERS THAT WAS NOT APPROVED BY GUARDIAN INVESTOR SERVICES LLC.
- Broker Comment: FACTUAL INFORMATION REGARDING A PRODUCT WAS EXPLAINED TO BROKERS. GUARDIAN GENERATED APPROXIMATELY 500M IN NEW ASSETS IN 10 BUSINESS DAYS. BROKER DEALERS WERE DISSATISFIED WITH GUARDIAN LIFE AND THE TIME PROVIDED BEFORE THE DISCONTINUATION OF THE ENHANCEMENT BECAUSE OF THE AMOUNT OF ASSETS GENERATED.
Should I file a FINRA complaint against brokers like MICHAEL JOSEPH JASUTA?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by MICHAEL JOSEPH JASUTA’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About MICHAEL JOSEPH JASUTA
What is MICHAEL JASUTA’s Central Registration Depository (CRD) Number?
Which firm is MICHAEL JOSEPH JASUTA associated with?
ALLSTATE FINANCIAL SERVICES, LLC
Where is MICHAEL JASUTA located?
2284 SOUTH AVE STE 1L, SCOTCH PLAINS, NJ, 07076-4646
Where can I find more details about MICHAEL JASUTA’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/18272 to read a detailed report for ALLSTATE FINANCIAL SERVICES, LLC
Are there any disclosures, allegations or complaints filed against MICHAEL JOSEPH JASUTA?
Where can I download a detailed FINRA report for MICHAEL JASUTA?
Is it safe to do business with MICHAEL JOSEPH JASUTA?
We’re not sure. Please research MICHAEL JASUTA’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:36 pm
The views and opinions expressed in these articles are those of the source BrokerAudit.com and do not necessarily reflect the official position of ‘Skeptic Files’, which shall not be held liable for any inaccuracies presented. The information provided within this article is for general informational purposes only. While we try to keep the information up-to-date and correct, there are no representations or warranties, express or implied, about the completeness, accuracy, reliability, suitability or availability of the information in this article for any purpose.
This article is syndicated automatically through a third-party agency from BrokerAudit.com.
To view the original article at BrokerAudit.com, you can visit https://www.brokeraudit.com/michael-joseph-jasuta-allstate-financial-services-llc/.
