RedFlags, Allegations and Complaints against MICHAEL MATHIAS VERTIN
Disclosure #1 for MICHAEL VERTIN
- eventDate: 10/9/2002
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Closed-No Action
- Disclosure Detail :: Allegations: CLIENT ALLEGES THAT SHE WAS PERSUADED TO POSTPONE A FUND TRANSFER THAT WAS NEEDED TO PAY HER ESTIMATED TAX PAYMENT. SHE CLAIMS THAT SHE WAS TOLD THAT THE POSTPONEMENT WOULD NOT CAUSE HER ANY LOSS AND THAT THE PURPOSE OF THE POSTPONEMENT REQUEST WAS TO INCREASE MY COMMISSIONS.
- Damage Amount Requested: $88,000.00
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like MICHAEL MATHIAS VERTIN?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by MICHAEL MATHIAS VERTIN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About MICHAEL MATHIAS VERTIN
What is MICHAEL VERTIN’s Central Registration Depository (CRD) Number?
Which firm is MICHAEL MATHIAS VERTIN associated with?
AMERICAN CENTURY INVESTMENT SERVICES INC.
Where is MICHAEL VERTIN located?
1005 BELLA VISTA DR NE, ST. PETERSBURG, FL, 33702
Where can I find more details about MICHAEL VERTIN’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/17437 to read a detailed report for AMERICAN CENTURY INVESTMENT SERVICES INC.
Are there any disclosures, allegations or complaints filed against MICHAEL MATHIAS VERTIN?
Where can I download a detailed FINRA report for MICHAEL VERTIN?
Is it safe to do business with MICHAEL MATHIAS VERTIN?
We’re not sure. Please research MICHAEL VERTIN’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:43 pm
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