MICHAEL MATHIAS VERTIN at AMERICAN CENTURY INVESTMENT SERVICES INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

 

 

CRD# 2963119

Disclosure #1 for MICHAEL VERTIN

    • eventDate: 10/9/2002
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Closed-No Action
    • Disclosure Detail :: Allegations: CLIENT ALLEGES THAT SHE WAS PERSUADED TO POSTPONE A FUND TRANSFER THAT WAS NEEDED TO PAY HER ESTIMATED TAX PAYMENT. SHE CLAIMS THAT SHE WAS TOLD THAT THE POSTPONEMENT WOULD NOT CAUSE HER ANY LOSS AND THAT THE PURPOSE OF THE POSTPONEMENT REQUEST WAS TO INCREASE MY COMMISSIONS.
    • Damage Amount Requested: $88,000.00
    • Arbitration Docket Number:

Should I file a FINRA complaint against brokers like MICHAEL MATHIAS VERTIN?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by MICHAEL MATHIAS VERTIN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!


BrokerAudit.com helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About MICHAEL MATHIAS VERTIN

What is MICHAEL VERTIN’s Central Registration Depository (CRD) Number?

Which firm is MICHAEL MATHIAS VERTIN associated with?

AMERICAN CENTURY INVESTMENT SERVICES INC.

Where is MICHAEL VERTIN located?

1005 BELLA VISTA DR NE, ST. PETERSBURG, FL, 33702

Where can I find more details about MICHAEL VERTIN’s Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/17437 to read a detailed report for AMERICAN CENTURY INVESTMENT SERVICES INC.

Are there any disclosures, allegations or complaints filed against MICHAEL MATHIAS VERTIN?

Yes. There are disclosures, allegations, or complaints filed against MICHAEL MATHIAS VERTIN. Click here to view all details

Where can I download a detailed FINRA report for MICHAEL VERTIN?

Click here to download a detailed FINRA report for MICHAEL VERTIN

Is it safe to do business with MICHAEL MATHIAS VERTIN?

We’re not sure. Please research MICHAEL VERTIN’s disclosures, allegations and complaints before taking a decision




Originally reported on November 15, 2022 @ 11:43 pm

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To view the original article at BrokerAudit.com, you can visit https://www.brokeraudit.com/michael-mathias-vertin-american-century-investment-services-inc/.

 

 

 

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