RedFlags, Allegations and Complaints against Michael Paul Fenton
Disclosure #1 for Michael Fenton
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- eventDate: 12/8/2014
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: FROM 8/1/2014 TO 11/16/2014, CLIENT ALLEGES THAT RR DID NOT FOLLOW HIS VERBAL INSTRUCTIONS TO ENTER STOP LOSS ORDERS TO MITIGATE LOSSES IN HIS ACCOUNT.
- Damage Amount Requested: $405,384.00
- Settlement Amount: $60,000.00
- DisplayAAOLinkIfExists: Y
- Arbitration Docket Number: 15-00618
- Broker Comment: the applicant above is a named party in the complaint
Should I file a FINRA complaint against brokers like Michael Paul Fenton?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by Michael Paul Fenton’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About Michael Paul Fenton
What is Michael Fenton’s Central Registration Depository (CRD) Number?
Which firm is Michael Paul Fenton associated with?
LAKE STREET CAPITAL MARKETS, LLC
Where is Michael Fenton located?
920 2ND AVE S, MINNEAPOLIS, MN, 55402
Where can I find more details about Michael Fenton’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/164447 to read a detailed report for LAKE STREET CAPITAL MARKETS, LLC
Are there any disclosures, allegations or complaints filed against Michael Paul Fenton?
Where can I download a detailed FINRA report for Michael Fenton?
Is it safe to do business with Michael Paul Fenton?
We’re not sure. Please research Michael Fenton’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:31 pm
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