RedFlags, Allegations and Complaints against MICHELE PACITTO
Disclosure #1 for MICHELE PACITTO
- eventDate: 4/23/2013
- Disclosure Type: Employment Separation After Allegations
- Disclosure Resolution:
- Disclosure Detail :: Firm Name: T. ROWE PRICE INVESTMENT SERVICES, INC.
- Termination Type: Discharged
- Allegations: INDIVIDUAL PERFORMED ACTIVITIES THAT WERE OUTSIDE THE SCOPE OF HIS EMPLOYMENT AND THE FIRM’S POLICY BY PROVIDING AN INVESTOR WITH FINANCIAL ADVICE.
- Broker Comment: ACCUSED OF CAUSING INVESTMENT LOSSES BY FORMER TRP EMPLOYEE AND CLIENT. FINRA ARBITRATION DETERMINED: 1) ACCUSATIONS WERE FALSE 2) FULL EXPUNGEMENT OF REPRESENTATIVE’S RECORD 3) COUNTERCLAIM AWARDED FOR REPRESENTATIVE.
Should I file a FINRA complaint against brokers like MICHELE PACITTO?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by MICHELE PACITTO’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About MICHELE PACITTO
What is MICHELE PACITTO’s Central Registration Depository (CRD) Number?
Which firm is MICHELE PACITTO associated with?
IM GLOBAL US DISTRIBUTORS LLC
Where is MICHELE PACITTO located?
1600 E. FRANKLIN AVENUE, EL SEGUNDO, CA, 90245
Where can I find more details about MICHELE PACITTO’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/299892 to read a detailed report for IM GLOBAL US DISTRIBUTORS LLC
Are there any disclosures, allegations or complaints filed against MICHELE PACITTO?
Where can I download a detailed FINRA report for MICHELE PACITTO?
Is it safe to do business with MICHELE PACITTO?
We’re not sure. Please research MICHELE PACITTO’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:42 pm
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